The Fiduciary Compliance Audits are designed to determine compliance with applicable statutes, Arizona Supreme Court orders and rules and the Fiduciary Program rules and codes and the Code of Conduct.

The mission of compliance audits is to ensure compliance with State statutes, Supreme Court Administrative Orders and Fiduciary Program Rules and Code of Conduct; and provide a mechanism by which the Supreme Court may fulfill its statutory fiduciary oversight responsibility.

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FOR YOUR INFORMATION

Administrative Order 2003-31

Fiduciary Compliance Attributes

 How to Prepare for an Audit

Five Most Common Audit Findings

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Contact the Fiduciary Licensing Program at:  pfp@courts.az.gov
1501 West Washington Street, Suite 104
Phoenix, Arizona  85007
Telephone: (602) 452-3378
Text Telephone (TT) for the hearing impaired:  (602) 452-3545
Fax: (602) 452-3958